March 18, 2024, 5:30 p.m. | Brandon Vigliarolo

The Register - Software: AI + ML www.theregister.com

SEC bags $400K in settlements

Two investment advisors have reached settlements with the US Securities and Exchange Commission for allegedly exaggerating their use of AI, which in both cases were purported to be cornerstones of their offerings.…

cases commission investment price sec securities and exchange commission selling

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